-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DBP+dBBbaH/ssiekibTQpX7C8OWZYci+YowWfBdEzdqqBAKU08OYyiQoqBC8zveq 3jYPt1Bvwtjw8maEoCyRPQ== 0001005477-97-000253.txt : 19970222 0001005477-97-000253.hdr.sgml : 19970222 ACCESSION NUMBER: 0001005477-97-000253 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970212 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NAVISTAR INTERNATIONAL CORP /DE/NEW CENTRAL INDEX KEY: 0000808450 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 363359573 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-39182 FILM NUMBER: 97526251 BUSINESS ADDRESS: STREET 1: 455 N CITYFRONT PLAZA DR CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3128362032 MAIL ADDRESS: STREET 2: 455 N CITYFRONT PLAZA DRIVE CITY: CHICAGO STATE: IL ZIP: 60611 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR HOLDING INC DATE OF NAME CHANGE: 19870528 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GREENE DAVID J & CO CENTRAL INDEX KEY: 0000728608 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 362387938 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 599 LEXINTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123714233 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. _____) Navistar International Corp. ------------------------------------------------------------- (Name of Issuer) Common Stock, $.10 Par Value ------------------------------------------------------------- (Title of Class of Securities) 63934E108 --------------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 5 Pages - ------------------------ ------------------------- CUSIP NO. 63934E108 13G Page 2 of 5 Pages - ------------------------ ------------------------- - ------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person David J. Greene and Company - ------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [xx] - ------------------------------------------------------------------- 3 SEC Use Only - ------------------------------------------------------------------- 4 Citizenship or Place of Organization New York - ------------------------------------------------------------------- 5 Sole Voting Power Number of 213,200 shares Shares --------------------------------------------------- 6 Shared Voting Power Beneficially Owned By 257,400 shares --------------------------------------------------- Each 7 Sole Dispositive Power Reporting 213,200 shares Person --------------------------------------------------- 8 Shared Dispositive Power With 3,924,300 shares - ------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned By Each Reporting Person 4,137,500 shares - ------------------------------------------------------------------- 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* [ ] - ------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row 9 5.62% - ------------------------------------------------------------------- 12 Type of Reporting Person* Broker-dealer/Investment Adviser/Partnership (BD/IA/PN) - ------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! David J. Greene and Company 3 of 5 The filing of this statement shall not be construed as an admission that David J. Greene and Company is the beneficial owner of the securities covered by such statement. Item 1. (a) Name of Issuer. Navistar International Corp. Item 1. (b) Address of Issuer's Principal Executive Officers. 455 North Cityfront Plaza Drive Chicago, Illinois 60611 Item 2. (a) Name of Person Filing. David J. Greene and Company Item 2. (b) Address of Principal Business Office. 599 Lexington Avenue, New York, NY 10022 Item 2. (c) Place of Organization. New York Item 2. (d) Title of Class of Securities. Common Stock, $.10 par value Item 2. (e) CUSIP Number. 63934E108 Item 3. (a) David J. Greene and Company is a broker-dealer registered under Section 15 of the Act. (b) David J. Greene and Company is an investment adviser registered under Section 203 of the Investment Advisers Act of 1940. Item 4. Ownership. (a) Amount Beneficially Owned: 4,137,500 shares (b) Percent of Class: 5.62% David J. Greene and Company 4 of 5 (c) Number of shares as to which such person has: (i) Sole power to vote: 213,200 shares (ii) Shared power to vote: 257,400 shares (iii) Sole power to dispose of or to direct the disposition of: 213,200 shares (iv) Shared power to dispose or to direct the disposition of: 3,924,300 shares Item 5. Ownership of Five Percent or Less of a Class. Reporting person has not ceased to be the beneficial owner of more than five percent of the securities. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. David J. Greene and Company 5 of 5 Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 7, 1997 Signature: /s/ E. Stephen Walsh ------------------------------- Name/Title: E. Stephen Walsh General Partner and Director of Compliance -----END PRIVACY-ENHANCED MESSAGE-----